SEC Form 4 · accession 0001437749-18-018820
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Reber
Officer — EVP
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 24, 2018 | M | 1,560 | $19.88 | A | 11,208 | D | |
| Common Stock | Oct 24, 2018 | F | 1,177 | $26.35 | D | 10,031 | D | |
| Common Stock | Oct 24, 2018 | M | 700 | $15.06 | A | 10,731 | D | |
| Common Stock | holding | — | — | — | 4,266 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $19.88 | Oct 24, 2018 | M | 1,560 | D | Jul 5, 2009 | Jan 5, 2019 | Common Stock | 1,560 | 0 | D |
| Employee Stock Options | $15.06 | Oct 24, 2018 | M | 1,560 | D | Jul 4, 2011 | Jan 4, 2021 | Common Stock | 700 | 0 | D |
Remarks
Payment of Exercise Price by delivering securities incident to the exercise of a vested option in accordance with Rule 16b-3