SEC Form 4 · accession 0001437749-18-013803
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Hartley
Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 26, 2018 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2018 | M | 1,341 | $19.88 | A | 14,818 | D | |
| Common Stock | Jul 25, 2018 | M | 730 | $15.06 | A | 15,548 | D | |
| Common Stock | Jul 25, 2018 | M | 1,259 | $18.54 | A | 16,807 | D | |
| Common Stock | Jul 25, 2018 | M | 1,251 | $19.21 | A | 18,058 | D | |
| Common Stock | Jul 25, 2018 | M | 646 | $20.45 | A | 18,704 | D | |
| Common Stock | Jul 25, 2018 | F | 3,461 | $28.385 | D | 15,243 | D | |
| Common Stock | holding | — | — | — | 1,151 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (Right to Buy) | $19.88 | Jul 25, 2018 | M | 1,341 | D | Jul 5, 2009 | Jan 5, 2019 | Common Stock | 1,341 | 0 | D |
| Director Stock Options (Right to Buy) | $15.06 | Jul 25, 2018 | M | 730 | D | Jul 4, 2011 | Jan 4, 2021 | Common Stock | 730 | 0 | D |
| Director Stock Options (Right to Buy) | $18.54 | Jul 25, 2018 | M | 1,259 | D | Jul 4, 2012 | Jan 4, 2022 | Common Stock | 1,259 | 0 | D |
| Director Stock Options (Right to Buy) | $19.21 | Jul 25, 2018 | M | 1,251 | D | Jul 3, 2013 | Jan 3, 2023 | Common Stock | 1,251 | 0 | D |
| Director Stock Options (Right to Buy) | $20.45 | Jul 25, 2018 | M | 646 | D | Jul 3, 2014 | Jan 3, 2024 | Common Stock | 646 | 0 | D |
Remarks
Payment of Exercise Price by delivering securities incident to the exercise of a vested option in accordance with Rule 16b-3