SEC Form 4 · accession 0001437749-18-011181
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah E Scott
Officer — Exec. VP & Sr. Trust Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 2,700 | $19.88 | A | 19,222 | D | |
| Common Stock | May 31, 2018 | M | 5,845 | $18.54 | A | 25,067 | D | |
| Common Stock | May 31, 2018 | F | 6,396 | $25.335 | D | 18,671 | D | |
| Common Stock | holding | — | — | — | 9,824 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $19.88 | May 31, 2018 | M | 2,700 | D | Jul 5, 2009 | Jan 5, 2019 | Common Stock | 2,700 | 0 | D |
| Employee Stock Options | $18.54 | May 31, 2018 | M | 5,845 | D | Jul 4, 2012 | Jan 4, 2022 | Common Stock | 5,845 | 0 | D |
Remarks
Payment of Exercise Price by delivering securities incident to the exercise of a vested option in accordance with Rule 16b-3