SEC Form 4 · accession 0001437749-17-000385
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Rudy Jr.
Officer — Executive Vice President
Period of report
Jan 5, 2017
Accepted (ET)
Jan 9, 2017 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2017 | D | 267 | $0.00 | D | 11,676 | D | |
| Common Stock | Jan 5, 2017 | J | 319 | $26.399 | A | 6,397 | I | By ESOP |
| Common Stock | holding | — | — | — | 14 | I | By Child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents forfeiture of restricted shares granted January 5, 2016 that were eligible to vest January 5, 2017 based on the Corporation's attainment of an earnings-based performance standard.
- F2Exempt acquisition via employer year end contribution to ESOP