SEC Form 4 · accession 0001437749-16-042250
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leo F Lambert
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 538 | $22.325 | A | 18,425 | D | |
| Common Stock | Nov 14, 2016 | M | 1,341 | $19.88 | A | 19,766 | D | |
| Common Stock | Nov 14, 2016 | M | 1,259 | $18.54 | A | 21,025 | D | |
| Common Stock | Nov 14, 2016 | M | 1,251 | $19.21 | A | 22,276 | D | |
| Common Stock | Nov 14, 2016 | M | 646 | $20.45 | A | 22,922 | D | |
| Common Stock | Nov 14, 2016 | F | 4,081 | $24.32 | D | 18,841 | D | |
| Common Stock | holding | — | — | — | 1,659 | I | By Corporation | |
| Common Stock | holding | — | — | — | 1,580 | I | Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options | $22.325 | Nov 14, 2016 | M | 538 | D | Jan 3, 2007 | Jan 3, 2017 | Common Stock | 538 | 0 | D |
| Director Stock Options | $19.88 | Nov 14, 2016 | M | 1,341 | D | Jan 5, 2009 | Jan 5, 2019 | Common Stock | 1,341 | 0 | D |
| Director Stock Options | $18.54 | Nov 14, 2016 | M | 1,259 | D | Jan 4, 2012 | Jan 4, 2022 | Common Stock | 1,259 | 0 | D |
| Director Stock Options | $19.21 | Nov 14, 2016 | M | 1,251 | D | Jan 3, 2013 | Jan 3, 2023 | Common Stock | 1,251 | 0 | D |
| Director Stock Options | $20.45 | Nov 14, 2016 | M | 646 | D | Jan 3, 2014 | Jan 3, 2024 | Common Stock | 646 | 0 | D |
Remarks
Payment of Exercise Price by delivering securities incident to the exercise of a vested option in accordance with Rule 16b-3