SEC Form 4 · accession 0001437749-16-037576
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Simpson
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 16, 2016 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 20 | $17.50 | A | 35,547 | D | |
| Common Stock | Aug 16, 2016 | M | 100 | $18.54 | A | 35,647 | D | |
| Common Stock | holding | — | — | — | 156 | I | By Spouse | |
| Common Stock | holding | — | — | — | 244 | I | By Child | |
| Common Stock | holding | — | — | — | 76 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (Right to Buy) | $17.50 | Aug 16, 2016 | M | 200 | A | Jan 3, 2008 | Jan 3, 2018 | Common Stock | 20 | 239 | D |
| Director Stock Options (Right to Buy) | $18.54 | Aug 16, 2016 | M | 100 | A | Jan 4, 2012 | Jan 4, 2022 | Common Stock | 100 | 1,259 | D |