SEC Form 5 · accession 0001144204-19-008398
HIGH INCOME SECURITIES FUND · PCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Goldstein
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 26, 2018 | G | 10,772 | — | D | 6,241 | D | |
| COMMON STOCKF2 | holding | — | — | — | 1,467,211 | I | By Clients of Bulldog Investors, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No compensation was given for the gifting of shares.
- F2Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. The Reporting Person is an owner of Bulldog Investors. The Reporting Person is also a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein