SEC Form 5 · accession 0001127602-19-003041
PUBLIX SUPER MARKETS INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S Murphy
Officer — Senior Vice President
Period of report
Dec 31, 2018
Accepted (ET)
Jan 30, 2019 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,300 | D | ||
| Common StockF2 | holding | — | — | — | 0 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 0 | I | By Spouse's ESOP | |
| Common StockF3 | holding | — | — | — | 1,061 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 22,436 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERP StockF5 | — | Mar 1, 2018 | A | 392 | A | — | — | Common Stock | 392 | 952 | I |
Explanation of responses
- F1Since the date of the reporting person's last ownership report, he transferred 5,619 shares to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by his ex-spouse.
- F2Since the date of the reporting person's last ownership report, the reporting person no longer reports as beneficially owning any securities owned by his ex-spouse.
- F3Since the date of the reporting person's last ownership report, he transferred 900.8865 shares to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by his ex-spouse. In addition, there were shares acquired under the Publix Super Markets, Inc. 401(k) SMART Plan, this transaction is exempt under rule 16b-3(c).
- F4Since the date of the reporting person's last ownership report, he transferred 5,224.4662 shares to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by his ex-spouse. In addition, there were shares acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan, this transaction is exempt under rule 16b-3(c).
- F5Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.