SEC Form 5 · accession 0001127602-19-003027
PUBLIX SUPER MARKETS INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Crenshaw
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 30, 2019 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | J | 3,240 | $42.70 | A | 2,135,583 | D | |
| Common Stock | Nov 20, 2018 | J | 3,240 | $42.70 | D | 199,251 | I | By GRAT |
| Common Stock | Nov 30, 2018 | G | 13,084 | $42.70 | D | 3,613,673 | I | By Trustee Of Mother's Trust |
| Common Stock | Nov 30, 2018 | G | 5,832 | $42.70 | D | 2,129,751 | D | |
| Common Stock | Nov 30, 2018 | G | 6,542 | $42.70 | A | 32,303 | I | By Trustee Of Nieces' Trust |
| Common Stock | holding | — | — | — | 1,931 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 43,260 | I | By Family Limited Partnership | |
| Common Stock | holding | — | — | — | 25,104 | I | By Trustee Of Nephews' Trust | |
| Common Stock | holding | — | — | — | 25,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 9,640 | I | By Spouse As Custodian For Children | |
| Common Stock | holding | — | — | — | 2,236,259 | I | By Trustee of Trust ACU Mother's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERP StockF2 | — | holding | — | — | — | — | — | Common Stock | 11,548 | 11,548 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the common stock held by the Limited Partnership except to the extent of his pecuniary interest therein.
- F2Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.