SEC Form 4 · accession 0001127602-18-033867
PUBLIX SUPER MARKETS INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Crenshaw
Director
Period of report
Jan 15, 2018
Accepted (ET)
Nov 20, 2018 · 7:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2018 | G | 407 | $36.85 | A | 2,108,563 | D | |
| Common Stock | Jan 15, 2018 | G | 1,221 | $36.85 | A | 25,104 | I | By Trustee Of Nephews' Trust |
| Common Stock | Jan 15, 2018 | G | 1,221 | $36.85 | A | 25,761 | I | By Trustee Of Nieces' Trust |
| Common Stock | Mar 14, 2018 | G | 3,620 | $41.40 | D | 2,104,943 | D | |
| Common Stock | May 18, 2018 | J | 27,400 | $41.75 | D | 202,491 | I | By GRAT |
| Common Stock | May 18, 2018 | J | 27,400 | $41.75 | A | 2,132,343 | D | |
| Common Stock | Nov 16, 2018 | S | 85,000 | $42.70 | D | 3,626,757 | I | By Trustee Of Mother's Trust |
| Common Stock | holding | — | — | — | 1,931 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 43,260 | I | By Family Limited Partnership | |
| Common Stock | holding | — | — | — | 25,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 9,640 | I | By Spouse As Custodian For Children | |
| Common Stock | holding | — | — | — | 2,236,259 | I | By Trustee of Trust ACU Mother's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERP StockF2 | — | holding | — | — | — | — | — | Common Stock | 11,548 | 11,548 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the common stock held by the Limited Partnership except to the extent of his pecuniary interest therein.
- F2Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.