SEC Form 5 · accession 0001127602-18-002953

PUBLIX SUPER MARKETS INC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2017

Accepted (ET)

Jan 30, 2018 · 3:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 18, 2017	G	348	$40.15	A	2,108,156	D
Common Stock	Jan 18, 2017	G	1,044	$40.15	A	23,883	I	By Trustee Of Nephews' Trust
Common Stock	Jan 18, 2017	G	1,044	$40.15	A	24,540	I	By Trustee Of Nieces' Trust
Common Stock	Mar 17, 2017	G	4,104	$40.90	D	2,108,156	D
Common Stock^F1	Mar 17, 2017	J	174,741	$40.90	D	0	I	By ESOP
Common Stock	Mar 17, 2017	J	174,741	$40.90	A	2,108,156	D
Common Stock	Apr 3, 2017	J	1,931	$40.90	A	1,931	I	By IRA
Common Stock^F2	Apr 3, 2017	J	1,931	$40.90	D	0	I	By 401(k)
Common Stock	May 16, 2017	J	23,509	$39.15	A	2,108,156	D
Common Stock	May 16, 2017	J	23,509	$39.15	D	229,891	I	By GRAT
Common Stock	Jun 8, 2017	J	6,135	$39.15	D	3,711,757	I	By Trustee Of Mother's Trust
Common Stock	Jun 8, 2017	J	6,135	$39.15	A	24,540	I	By Trustee Of Nieces' Trust
Common Stock	Nov 10, 2017	J	2,230	$36.85	A	2,108,156	D
Common Stock	Nov 10, 2017	J	2,230	$36.85	D	229,891	I	By GRAT
Common Stock	Nov 28, 2017	J	5,208	$36.85	D	3,711,757	I	By Trustee Of Mother's Trust
Common Stock^F3	holding	—	—		—	43,260	I	By Family Limited Partnership
Common Stock	holding	—	—		—	25,000	I	By Spouse
Common Stock	holding	—	—		—	9,640	I	By Spouse As Custodian For Children
Common Stock	holding	—	—		—	2,236,259	I	By Trustee of Trust ACU Mother's Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SERP Stock^F4	—	Mar 1, 2017	A	476	A	—	—	Common Stock	476	11,548	I

F1Shares previously held through the ESOP which were distributed to the reporting person on March 17, 2017 are now owned directly.
F2Transaction exempt under rule 16b-3(c).
F3The reporting person disclaims beneficial ownership of the common stock held by the Limited Partnership except to the extent of his pecuniary interest therein.
F4Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.