SEC Form 5 · accession 0001127602-18-002946
PUBLIX SUPER MARKETS INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hoyt R Barnett
Officer — Vice Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 30, 2018 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | J | 1,328,157 | $39.15 | D | 16,078,100 | I | By Spouse's GRAT |
| Common Stock | Jun 6, 2017 | J | 1,328,157 | $39.15 | A | 21,659,980 | I | By Spouse |
| Common Stock | Aug 29, 2017 | J | 2,112,093 | $36.05 | D | 13,966,007 | I | By Spouse's GRAT |
| Common StockF1 | Aug 29, 2017 | J | 2,112,093 | $36.05 | A | 23,772,073 | I | By Spouse |
| Common StockF1 | Nov 21, 2017 | G | 358,555 | $36.85 | D | 23,413,518 | I | By Spouse |
| Common StockF1 | Nov 30, 2017 | J | 105,860 | $36.85 | A | 23,519,378 | I | By Spouse |
| Common Stock | Nov 30, 2017 | J | 105,860 | $36.85 | D | 13,860,147 | I | By Spouse's GRAT |
| Common Stock | holding | — | — | — | 553,362 | D | ||
| Common Stock | holding | — | — | — | 948,923 | I | By Grandchildren's Trust | |
| Common StockF2 | holding | — | — | — | 1,956 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 255,674 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- F3Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).