SEC Form 5 · accession 0001127602-17-002848

PUBLIX SUPER MARKETS INC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman · Director

Period of report

Dec 31, 2016

Accepted (ET)

Jan 30, 2017 · 4:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 7, 2016	J	1,172,752	$43.95	D	7,956,055	I	By Spouse's GRAT
Common Stock^F1	Jun 7, 2016	J	1,172,752	$43.95	A	30,076,501	I	By Spouse
Common Stock^F1	Aug 31, 2016	J	9,546,540	$41.90	D	20,529,961	I	By Spouse
Common Stock	Aug 31, 2016	J	9,546,540	$41.90	A	17,502,595	I	By Spouse's GRAT
Common Stock^F1	Nov 22, 2016	J	96,338	$40.15	A	20,626,299	I	By Spouse
Common Stock	Nov 22, 2016	J	96,338	$40.15	D	17,406,257	I	By Spouse's GRAT
Common Stock^F1	Nov 30, 2016	G	294,476	$40.15	D	20,331,823	I	By Spouse
Common Stock	holding	—	—		—	553,362	D
Common Stock^F2	holding	—	—		—	1,892	I	By 401(k)
Common Stock^F3	holding	—	—		—	255,268	I	By ESOP
Common Stock	holding	—	—		—	948,923	I	By Grandchildren's Trust

No Table II lines on this filing.

F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F3Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).