SEC Form 5 · accession 0001127602-16-038559
PUBLIX SUPER MARKETS INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hoyt R Barnett
Officer — Vice Chairman · Director
Period of report
Dec 26, 2015
Accepted (ET)
Jan 29, 2016 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2015 | G | 2,304 | $39.05 | A | 43,576 | I | By Son |
| Common StockF1 | Mar 26, 2015 | G | 2,304 | $39.05 | D | 27,890,038 | I | By Spouse |
| Common StockF1 | Mar 26, 2015 | G | 2,304 | $39.05 | D | 27,887,734 | I | By Spouse |
| Common StockF1 | Jun 8, 2015 | J | 1,214,782 | $42.10 | A | 29,102,516 | I | By Spouse |
| Common StockF1 | Jun 8, 2015 | J | 1,214,782 | $42.10 | D | 9,221,724 | I | By Spouse's GRAT |
| Common Stock | Jul 13, 2015 | J | 98,914 | $42.10 | D | 914,826 | I | By Children's Trust |
| Common StockF1 | Nov 25, 2015 | J | 92,917 | $41.80 | D | 9,128,807 | I | By Spouse's GRAT |
| Common StockF1 | Nov 25, 2015 | J | 92,917 | $41.80 | A | 29,195,433 | I | By Spouse |
| Common Stock | Nov 30, 2015 | G | 669 | $41.80 | A | 44,245 | I | By Son |
| Common StockF1 | Nov 30, 2015 | G | 291,015 | $41.80 | D | 28,904,418 | I | By Spouse |
| Common Stock | Dec 1, 2015 | J | 712,146 | $41.80 | A | 1,626,972 | I | By Children's Trust |
| Common StockF1 | Dec 1, 2015 | J | 712,146 | $41.80 | D | 0 | I | By Spouse's CLAT |
| Common StockF1 | Dec 11, 2015 | G | 669 | $41.80 | D | 28,903,749 | I | By Spouse |
| Common Stock | Dec 17, 2015 | J | 97,538 | $41.80 | D | 1,529,434 | I | By Children's Trust |
| Common Stock | Dec 18, 2015 | J | 1,529,434 | $41.80 | D | 0 | I | By Children's Trust |
| Common StockF2 | Dec 21, 2015 | J | 44,245 | $41.80 | D | 0 | I | By Son |
| Common Stock | holding | — | — | — | 553,362 | D | ||
| Common StockF3 | holding | — | — | — | 1,839 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 254,904 | I | By ESOP | |
| Common Stock | holding | — | — | — | 948,923 | I | By Grandchildren's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2This reporting person no longer has a reportable beneficial interest in these shares owned by his/her child and included in the reporting person's prior ownership reports.
- F3Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- F4Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).