SEC Form 5 · accession 0001127602-16-038557

PUBLIX SUPER MARKETS INC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 26, 2015

Accepted (ET)

Jan 29, 2016 · 5:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 26, 2015	G	2,304	$39.05	A	43,576	I	By Son
Common Stock	Mar 26, 2015	G	2,304	$39.05	D	27,890,038	D
Common Stock	Mar 26, 2015	G	2,304	$39.05	D	27,887,734	D
Common Stock	Jun 8, 2015	J	1,214,782	$42.10	A	29,102,516	D
Common Stock	Jun 8, 2015	J	1,214,782	$42.10	D	9,221,724	I	By Grantor Retained Annuity Trust
Common Stock^F1	Jul 13, 2015	J	98,914	$42.10	D	914,826	I	By Spouse's Children's Trust
Common Stock	Nov 25, 2015	J	92,917	$41.80	D	9,128,807	I	By Grantor Retained Annuity Trust
Common Stock	Nov 25, 2015	J	92,917	$41.80	A	29,195,433	D
Common Stock	Nov 30, 2015	G	291,015	$41.80	D	28,904,418	D
Common Stock	Nov 30, 2015	G	669	$41.80	A	44,245	I	By Son
Common Stock^F1	Dec 1, 2015	J	712,146	$41.80	A	1,626,972	I	By Spouse's Children's Trust
Common Stock^F1	Dec 1, 2015	J	712,146	$41.80	D	0	I	By Spouse's Charitable Lead Annuity Trust
Common Stock	Dec 11, 2015	G	669	$41.80	D	28,903,749	D
Common Stock^F1	Dec 17, 2015	J	97,538	$41.80	D	1,529,434	I	By Spouse's Children's Trust
Common Stock^F1	Dec 18, 2015	J	1,529,434	$41.80	D	0	I	By Spouse's Children's Trust
Common Stock^F2	Dec 21, 2015	J	44,245	$41.80	D	0	I	By Son
Common Stock^F1	holding	—	—		—	553,362	I	By Spouse
Common Stock^F1,F3	holding	—	—		—	1,839	I	By Spouse's 401(k)
Common Stock^F1,F4	holding	—	—		—	254,904	I	By Spouse's ESOP
Common Stock^F1	holding	—	—		—	948,923	I	By Spouse's Grandchildren Trust

No Table II lines on this filing.

F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2This reporting person no longer has a reportable beneficial interest in these shares owned by his/her child and included in the reporting person's prior ownership reports.
F3Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F4Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).