SEC Form 5 · accession 0001127602-15-003662

PUBLIX SUPER MARKETS INC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William E Crenshaw

Officer — CEO · Director

Period of report

Dec 27, 2014

Accepted (ET)

Feb 2, 2015 · 2:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 11, 2014	G	1,392	$30.15	D	600,810	I	By Trustee Of Mother's Trust
Common Stock	Mar 11, 2014	G	1,392	$30.15	A	13,258	I	By Trustee Of Nephews' Trust
Common Stock	Mar 11, 2014	G	1,392	$30.15	D	5,999,418	I	By Trustee Of Mother's Trust
Common Stock	Mar 11, 2014	G	1,392	$30.15	A	12,106	I	By Trustee Of Niece's Trust
Common Stock	Mar 11, 2014	G	464	$30.15	A	2,052,000	D
Common Stock	Mar 11, 2014	G	464	$30.15	D	5,998,954	I	By Trustee Of Mother's Trust
Common Stock	Mar 11, 2014	G	1,623	$30.15	D	5,997,331	I	By Trustee Of Mother's Trust
Common Stock	Mar 11, 2014	G	2,784	$30.15	D	2,049,216	D
Common Stock	Mar 11, 2014	G	67,310	$30.15	D	252,219	I	By Trustee GRAT Trust
Common Stock	Mar 11, 2014	J	89,072	$30.15	D	163,147	I	By Trustee GRAT Trust
Common Stock	Mar 11, 2014	J	89,072	$30.15	A	2,138,288	D
Common Stock	Apr 18, 2014	J	165,838	$30.15	A	328,985	I	By Trustee GRAT Trust
Common Stock	Apr 18, 2014	J	165,838	$30.15	D	1,972,450	D
Common Stock	Aug 5, 2014	G	2,102	$33.85	A	15,360	I	By Trustee Of Nephews' Trust
Common Stock	Aug 5, 2014	G	2,102	$33.85	D	5,995,229	I	By Trustee Of Mother's Trust
Common Stock	Aug 5, 2014	G	3,254	$33.85	D	5,991,975	I	By Trustee Of Mother's Trust
Common Stock	Aug 5, 2014	G	3,254	$33.85	A	15,360	I	By Trustee Of Niece's Trust
Common Stock	Aug 26, 2014	G	1,652	$33.85	D	1,970,798	D
Common Stock	Aug 26, 2014	J	45,125	$33.85	D	283,860	I	By Trustee GRAT Trust
Common Stock	Aug 26, 2014	J	45,125	$33.85	A	2,015,923	D
Common Stock	Aug 26, 2014	G	109,160	$33.85	D	174,700	I	By Trustee GRAT Trust
Common Stock	Aug 26, 2014	J	8,862	$33.85	D	165,838	I	By Trustee GRAT Trust
Common Stock	Aug 26, 2014	J	8,601	$33.85	D	5,983,374	I	By Trustee Of Mother's Trust
Common Stock	Dec 31, 2014	G	6,522	$33.80	D	2,009,401	D
Common Stock	Dec 31, 2014	J	414	$33.80	D	5,982,960	I	By Trustee Of Mother's Trust
Common Stock^F1	holding	—	—		—	1,778	I	By 401(k)
Common Stock^F2	holding	—	—		—	173,092	I	By ESOP
Common Stock^F3	holding	—	—		—	43,260	I	By Family Limited Partnership
Common Stock	holding	—	—		—	25,000	I	By Spouse
Common Stock	holding	—	—		—	19,280	I	By Spouse As Custodian For Children

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SERP Stock^F4	—	Mar 3, 2014	A	2,085	A	—	—	Common Stock	2,085	7,692	I

Explanation of responses

F1Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F3The reporting person disclaims beneficial ownership of the common stock held by the Limited Partnership except to the extent of his pecuniary interest therein.
F4Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.