SEC Form 5 · accession 0001127602-15-003429

PUBLIX SUPER MARKETS INC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Dec 28, 2014

Accepted (ET)

Jan 30, 2015 · 2:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Apr 22, 2014	J	128,689	$30.15	A	218,675	I	By GRAT
Common Stock^F1	Apr 22, 2014	J	128,689	$30.15	D	25,500	D
Common Stock^F2	holding	—	—		—	1,778	I	By 401(k)
Common Stock	holding	—	—		—	14,000	I	By Custodian For Children
Common Stock^F3	holding	—	—		—	65,494	I	By ESOP
Common Stock	holding	—	—		—	17,025	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SERP Stock^F4	—	holding	—	—	—	—	—	Common Stock	5,847	5,847	I

F1Reflects transfers for no consideration that did not result in a change in the reporting person's pecuniary interest and are therefore exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
F2Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F3Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F4Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.