SEC Form 5 · accession 0001127602-15-003427
PUBLIX SUPER MARKETS INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina P Johnson
10% Owner
Period of report
Dec 27, 2014
Accepted (ET)
Jan 30, 2015 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2014 | G | 11 | $33.80 | D | 149,069 | D | |
| Common Stock | holding | — | — | — | 1,778 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 58,835 | I | By ESOP | |
| Common Stock | holding | — | — | — | 132,670 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERP StockF1 | — | holding | — | — | — | — | — | Common Stock | 1,395 | 1,395 | I |
Explanation of responses
- F1Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.