SEC Form 4 · accession 0001206774-16-004016
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Constantine S Macricostas
Officer — Executive Chairman · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | A | 12,500 | $0.00 | A | 461,247 | D | |
| Common StockF1 | holding | — | — | — | 34,568 | I | Owned By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $12.13 | Jan 4, 2016 | A | 40,000 | A | — | Jan 4, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Mr. Macricostas disclaims beneficial ownership of these shares.
- F2The stock options vest 25% over 3 years on the anniversary date of the grant with the final 25% to vest on May 3, 2019.