SEC Form 4/A · accession 0001206774-15-003789
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Constantine S Macricostas
Officer — Executive Chairman · Director
Period of report
Jul 30, 2015
Accepted (ET)
Dec 15, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 30, 2015 | J | 4,000 | $7.25 | A | 534,247 | D | |
| Common StockF3 | holding | — | — | — | 34,568 | I | Owned By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 4,000 shares of Photronics, Inc. Common Stock purchased under the Company's Employee Stock Purchase Plan.
- F2The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the Common Stock of the Company on the purchase date of the applicable purchase period as defined in the 2014 Twenty-Third Offering Plan documents.
- F3Mr. Macricostas disclaims beneficial ownership of these shares.
- F4Amendment to Form 4 filed to change transaction code to J. The transaction set forth in this Form 4 is exempt under Rule 16b-3(c).