SEC Form 4 · accession 0001140361-19-002491
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Progler
Officer — VP, Chief Technology Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 5,600 | $4.42 | A | 118,025 | D | |
| Common StockF1 | Feb 1, 2019 | S | 5,600 | $10.67 | D | 112,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $4.42 | Feb 1, 2019 | M | 5,600 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 5,600 | 11,200 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.