SEC Form 4 · accession 0001140361-18-037294
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Fiorita Jr.
Director
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 15,000 | $4.42 | A | 213,100 | D | |
| Common Stock | Aug 27, 2018 | S | 6,874 | $10.76 | D | 206,226 | D | |
| Common Stock | Aug 27, 2018 | S | 883 | $10.80 | D | 205,343 | D | |
| Common Stock | Aug 27, 2018 | S | 7,243 | $10.81 | D | 198,100 | D | |
| Common StockF1 | holding | — | — | — | 300 | I | Owned By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options | $4.42 | Aug 27, 2018 | M | 15,000 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Mr. Fiorita, Jr. disclaims beneficial ownership of these shares.