SEC Form 4 · accession 0001140361-18-017121
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Progler
Officer — VP, Chief Technology Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | M | 3,000 | $0.76 | A | 92,900 | D | |
| Common Stock | Apr 2, 2018 | M | 750 | $4.42 | A | 93,650 | D | |
| Common StockF1 | Apr 2, 2018 | S | 3,750 | $8.10 | D | 89,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $0.76 | Apr 2, 2018 | M | 3,000 | D | Nov 10, 2012 | Nov 10, 2018 | Common Stock | 3,000 | 16,000 | D |
| Stock Options (Right to Buy) | $4.42 | Apr 2, 2018 | M | 750 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 750 | 28,000 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.