SEC Form 4 · accession 0001140361-18-013129
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell G Tyson
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 1,040 | $0.76 | A | 80,419 | D | |
| Common StockF1 | Mar 8, 2018 | S | 1,040 | $8.50 | D | 79,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $0.76 | Mar 8, 2018 | M | 1,040 | D | Nov 10, 2012 | Nov 10, 2018 | Common Stock | 1,040 | 8,320 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.