SEC Form 4 · accession 0001140361-18-002273
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Fiorita Jr.
Director
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 12,500 | $0.76 | A | 198,100 | D | |
| Common StockF1 | holding | — | — | — | 300 | I | Owned By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionsF2 | $0.76 | Jan 12, 2018 | M | 12,500 | D | — | Nov 10, 2018 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Mr. Fiorita, Jr. disclaims beneficial ownership of these shares.
- F2The stock options vest 25% over 4 years on the anniversary date of the grant.