SEC Form 4 · accession 0001209191-16-111101
ECOLOGY & ENVIRONMENT INC · EEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Thomas E Lynch
10% Owner
Scott Scharfman
10% Owner
Mill Road Capital II GP LLC
10% Owner
Mill Road Capital II, L.P.
10% Owner
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 par valueF1 | Mar 28, 2016 | P | 500 | $9.94 | A | 462,247 | D | |
| Class A Common Stock, $0.01 par valueF1 | Mar 30, 2016 | P | 825 | $10.00 | A | 463,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.