SEC Form 4 · accession 0000809248-19-000032
CARROLS RESTAURANT GROUP, INC. · TAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Flanders
Officer — VP, CFO and Treasurer
Period of report
Feb 14, 2019
Accepted (ET)
Mar 11, 2019 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000809248
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 14, 2019 | A | 14,433 | $0.00 | A | 362,744 | D | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 2,100 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units were granted to the Reporting Person pursuant to the Issuer's Executive Bonus Plan and the Issuer's 2016 Stock Incentive Plan, which represents a portion of the Reporting Person's incentive bonus earned for 2018. The restricted stock units can only be settled in shares of the Issuer's common stock and therefore are reported in Table 1. The restricted stock units vest in equal installments over 3 years.
- F2These shares of Common Stock are held by the Reporting Person's children.