SEC Form 4 · accession 0000808461-17-000171
GCI LIBERTY, INC. · GLIBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Pidgeon
Officer — Gen Coun,Chief Comp Off, SVP
Period of report
Dec 30, 2016
Accepted (ET)
Nov 24, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808461
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Options (obligation to sell)F1 | $17.50 | Dec 30, 2016 | P | 112 | A | Oct 24, 2016 | Apr 21, 2017 | Class A Common Stock | 11,200 | 112 | D |
| Call Options (obligation to sell) | $20.00 | Jan 3, 2017 | P | 110 | A | Dec 12, 2016 | Jan 20, 2017 | Class A Common Stock | 11,000 | 110 | D |
| Call Options (obligation to sell) | $20.00 | Jan 5, 2017 | P | 18 | A | Dec 20, 2016 | Feb 17, 2017 | Class A Common Stock | 1,800 | 18 | D |
| Call Options (obligation to sell) | $20.00 | Jan 5, 2017 | P | 32 | A | Dec 20, 2016 | Feb 17, 2017 | Class A Common Stock | 3,200 | 50 | D |
| Call Options (obligation to sell) | $20.00 | Jan 5, 2017 | S | 32 | D | Jan 5, 2017 | Apr 21, 2017 | Class A Common Stock | 3,200 | 32 | D |
| Call Options (obligation to sell) | $20.00 | Jan 5, 2017 | S | 18 | D | Jan 5, 2017 | Apr 21, 2017 | Class A Common Stock | 1,800 | 50 | D |
| Call Options (obligation to sell) | $20.00 | Jan 13, 2017 | S | 25 | D | Jan 13, 2017 | Apr 21, 2017 | Class A Common Stock | 2,500 | 75 | D |
| Call Options (obligation to sell) | $20.00 | Jan 13, 2017 | S | 5 | D | Jan 13, 2017 | Apr 21, 2017 | Class A Common Stock | 500 | 80 | D |
| Put Options (right to sell) | $17.50 | Jan 13, 2017 | P | 11 | A | Jan 13, 2017 | Apr 21, 2017 | Class A Common Stock | 1,100 | 11 | D |
| Put Options (right to sell)F2 | $17.50 | Jan 13, 2017 | P | 39 | A | Jan 13, 2017 | Apr 21, 2017 | Class A Common Stock | 3,900 | 50 | D |
| Put Options (right to sell) | $17.50 | Jan 13, 2017 | P | 25 | A | Jan 13, 2017 | Jul 21, 2017 | Class A Common Stock | 2,500 | 25 | D |
| Put Options (right to sell)F3 | $17.50 | Jan 17, 2017 | P | 50 | A | Jan 17, 2017 | Jul 21, 2017 | Class A Common Stock | 5,000 | 75 | D |
| Put Options (right to sell) | $15.00 | Jan 23, 2017 | E | 44 | D | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 4,400 | 66 | D |
| Put Options (right to sell) | $17.50 | Jan 23, 2017 | E | 66 | D | Dec 12, 2016 | Jan 20, 2017 | Class A Common Stock | 6,600 | 0 | D |
| Put Options (right to sell) | $17.50 | Jan 24, 2017 | P | 50 | A | Jan 24, 2017 | Apr 21, 2017 | Class A Common Stock | 5,000 | 100 | D |
| Put Options (right to sell) | $17.50 | Jan 25, 2017 | P | 30 | A | Jan 25, 2017 | Jul 21, 2017 | Class A Common Stock | 3,000 | 105 | D |
| Put Options (right to sell) | $17.50 | Jan 26, 2017 | P | 11 | A | Jan 26, 2017 | Apr 21, 2017 | Class A Common Stock | 1,100 | 111 | D |
| Put Options (right to sell) | $17.50 | Jan 26, 2017 | P | 19 | A | Jan 26, 2017 | Apr 21, 2017 | Class A Common Stock | 1,900 | 130 | D |
| Put Options (right to sell)F4 | $17.50 | Feb 9, 2017 | P | 50 | A | Feb 9, 2017 | Apr 21, 2017 | Class A Common Stock | 5,000 | 180 | D |
| Put Options (right to sell) | $17.50 | Feb 21, 2017 | E | 50 | D | Dec 20, 2016 | Feb 17, 2017 | Class A Common Stock | 5,000 | 0 | D |
| Put Options (right to sell)F5 | $17.50 | Feb 21, 2017 | P | 50 | A | Feb 21, 2017 | Apr 21, 2017 | Class A Common Stock | 5,000 | 230 | D |
| Put Options (right to sell) | $17.50 | Feb 21, 2017 | P | 50 | A | Feb 21, 2017 | Jul 21, 2017 | Class A Common Stock | 5,000 | 155 | D |
| Call Options (obligation to sell) | $20.00 | Apr 3, 2017 | P | 22 | A | Jan 13, 2017 | Apr 21, 2017 | Class A Common Stock | 2,200 | 22 | D |
| Call Options (obligation to sell) | $20.00 | Apr 3, 2017 | P | 58 | A | Jan 13, 2017 | Apr 21, 2017 | Class A Common Stock | 5,800 | 80 | D |
| Put Options (right to sell) | $15.00 | Apr 3, 2017 | S | 5 | D | Oct 6, 2016 | Apr 21, 2017 | Class A Common Stock | 500 | 5 | D |
| Put Options (right to sell)F6 | $15.00 | Apr 3, 2017 | S | 75 | D | Oct 6, 2016 | Apr 21, 2017 | Class A Common Stock | 7,500 | 80 | D |
| Put Options (right to sell) | $17.50 | Apr 3, 2017 | P | 5 | A | Apr 3, 2017 | May 19, 2017 | Class A Common Stock | 500 | 5 | D |
| Put Options (right to sell)F7 | $17.50 | Apr 3, 2017 | P | 75 | A | Apr 3, 2017 | May 19, 2017 | Class A Common Stock | 7,500 | 80 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $124.00 to $124.40; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F2This transaction was executed in multiple trades at prices ranging from $184.52 to $185.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F3This transaction was executed in multiple trades at prices ranging from $95.00 to $95.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F4This transaction was executed in multiple trades at prices ranging from $42.18 to $43.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F5This transaction was executed in multiple trades at prices ranging from $135.00 to $136.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F6This transaction was executed in multiple trades at prices ranging from $2.21 to $2.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F7This transaction was executed in multiple trades at prices ranging from $30.31 to $31.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.