SEC Form 4 · accession 0000808461-17-000169
GCI LIBERTY, INC. · GLIBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Pidgeon
Officer — Gen Coun,Chief Comp Off, SVP
Period of report
Oct 4, 2016
Accepted (ET)
Nov 24, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808461
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Options (right to sell) | $15.00 | Oct 4, 2016 | P | 12 | A | Oct 4, 2016 | Apr 21, 2017 | Class A Common Stock | 1,200 | 12 | D |
| Put Options (right to sell) | $15.00 | Oct 4, 2016 | P | 38 | A | Oct 4, 2016 | Apr 21, 2017 | Class A Common Stock | 3,800 | 50 | D |
| Put Options (right to sell) | $15.00 | Oct 4, 2016 | P | 1 | A | Oct 4, 2016 | Apr 21, 2017 | Class A Common Stock | 100 | 51 | D |
| Put Options (right to sell) | $15.00 | Oct 4, 2016 | S | 12 | D | Mar 7, 2016 | Oct 21, 2016 | Class A Common Stock | 1,200 | 12 | D |
| Put Options (right to sell)F1 | $15.00 | Oct 4, 2016 | S | 38 | D | Mar 7, 2016 | Oct 21, 2016 | Class A Common Stock | 3,800 | 50 | D |
| Put Options (right to sell) | $17.50 | Oct 4, 2016 | S | 1 | D | Apr 13, 2016 | Oct 21, 2016 | Class A Common Stock | 100 | 1 | D |
| Put Options (right to sell) | $15.00 | Oct 6, 2016 | P | 61 | A | Oct 6, 2016 | Apr 21, 2017 | Class A Common Stock | 6,100 | 112 | D |
| Put Options (right to sell) | $17.50 | Oct 6, 2016 | S | 61 | D | Apr 13, 2016 | Oct 21, 2016 | Class A Common Stock | 6,100 | 62 | D |
| Call Options (obligation to sell) | $17.50 | Oct 24, 2016 | S | 13 | D | Oct 24, 2016 | Jan 20, 2017 | Class A Common Stock | 1,300 | 63 | D |
| Call Options (obligation to sell) | $17.50 | Oct 24, 2016 | S | 13 | D | Oct 24, 2016 | Jan 20, 2017 | Class A Common Stock | 1,300 | 76 | D |
| Call Options (obligation to sell) | $17.50 | Oct 24, 2016 | S | 112 | D | Oct 24, 2016 | Apr 21, 2017 | Class A Common Stock | 11,200 | 112 | D |
| Call Options (obligation to sell) | $20.00 | Oct 24, 2016 | E | 124 | A | Apr 13, 2016 | Oct 21, 2016 | Class A Common Stock | 12,400 | 0 | D |
| Call Options (obligation to sell) | $22.50 | Oct 24, 2016 | E | 10 | A | Mar 7, 2016 | Oct 21, 2016 | Class A Common Stock | 1,000 | 0 | D |
| Put Options (right to sell) | $15.00 | Oct 24, 2016 | P | 13 | A | Oct 24, 2016 | Jan 20, 2017 | Class A Common Stock | 1,300 | 63 | D |
| Put Options (right to sell) | $15.00 | Oct 24, 2016 | P | 13 | A | Oct 24, 2016 | Jan 20, 2017 | Class A Common Stock | 1,300 | 76 | D |
| Call Options (obligation to sell) | $17.50 | Nov 11, 2016 | S | 11 | D | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 1,100 | 87 | D |
| Call Options (obligation to sell) | $17.50 | Nov 11, 2016 | S | 23 | D | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 2,300 | 110 | D |
| Put Options (right to sell) | $15.00 | Nov 11, 2016 | P | 11 | A | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 1,100 | 87 | D |
| Put Options (right to sell) | $15.00 | Nov 11, 2016 | P | 23 | A | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 2,300 | 110 | D |
| Call Options (obligation to sell) | $17.50 | Dec 8, 2016 | P | 11 | A | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 1,100 | 11 | D |
| Call Options (obligation to sell) | $20.00 | Dec 8, 2016 | S | 11 | D | Dec 8, 2016 | Jan 20, 2017 | Class A Common Stock | 1,100 | 11 | D |
| Call Options (obligation to sell) | $17.50 | Dec 12, 2016 | P | 11 | A | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 1,100 | 22 | D |
| Call Options (obligation to sell) | $17.50 | Dec 12, 2016 | P | 88 | A | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 8,800 | 110 | D |
| Call Options (obligation to sell) | $20.00 | Dec 12, 2016 | S | 11 | D | Dec 12, 2016 | Jan 20, 2017 | Class A Common Stock | 1,100 | 22 | D |
| Call Options (obligation to sell)F2 | $20.00 | Dec 12, 2016 | S | 88 | D | Dec 12, 2016 | Jan 20, 2017 | Class A Common Stock | 8,800 | 110 | D |
| Put Options (right to sell)F3 | $15.00 | Dec 12, 2016 | S | 66 | D | Nov 11, 2016 | Jan 20, 2017 | Class A Common Stock | 6,600 | 66 | D |
| Put Options (right to sell)F4 | $17.50 | Dec 12, 2016 | P | 66 | A | Dec 12, 2016 | Jan 20, 2017 | Class A Common Stock | 6,600 | 66 | D |
| Call Options (obligation to sell) | $20.00 | Dec 20, 2016 | S | 11 | D | Dec 20, 2016 | Feb 17, 2017 | Class A Common Stock | 1,100 | 11 | D |
| Call Options (obligation to sell) | $20.00 | Dec 20, 2016 | S | 39 | D | Dec 20, 2016 | Feb 17, 2017 | Class A Common Stock | 3,900 | 50 | D |
| Put Options (right to sell)F5 | $17.50 | Dec 20, 2016 | P | 50 | A | Dec 20, 2016 | Feb 17, 2017 | Class A Common Stock | 5,000 | 50 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $71.50 to $72.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F2This transaction was executed in multiple trades at prices ranging from $4.16 to $4.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F3This transaction was executed in multiple trades at prices ranging from $6.81 to $7.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F4This transaction was executed in multiple trades at prices ranging from $63.48 to $64.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F5This transaction was executed in multiple trades at prices ranging from $50.00 to $50.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.