SEC Form 4 · accession 0000808461-17-000126
GCI LIBERTY, INC. · GLIBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Pidgeon
Officer — Gen Coun,Chief Comp Off, SVP
Period of report
Dec 30, 2016
Accepted (ET)
Jul 24, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 21, 2017 | X | 8,200 | $20.00 | D | 187,779 | D | |
| Class A Common Stock | Jul 21, 2017 | X | 2,500 | $22.50 | D | 185,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Options (obligation to sell) | $20.00 | Dec 30, 2016 | S | 10 | D | Dec 30, 2016 | Jul 21, 2017 | Class A Common Stock | 1,000 | 10 | D |
| Call Options (obligation to sell)F1 | $20.00 | Dec 30, 2016 | S | 22 | D | Dec 30, 2016 | Jul 21, 2017 | Class A Common Stock | 2,200 | 32 | D |
| Call Options (obligation to sell) | $22.50 | Jan 13, 2017 | S | 25 | D | Jan 13, 2017 | Jul 21, 2017 | Class A Common Stock | 2,500 | 25 | D |
| Call Options (obligation to sell)F2 | $20.00 | Jan 17, 2017 | S | 50 | D | Jan 17, 2017 | Jul 21, 2017 | Class A Common Stock | 5,000 | 50 | D |
| Call Options (obligation to sell)F3 | $20.00 | Jul 21, 2017 | X | 82 | A | Dec 30, 2016 | Jul 21, 2017 | Class A Common Stock | 8,200 | 0 | D |
| Call Options (obligation to sell) | $22.50 | Jul 21, 2017 | X | 25 | A | Jan 13, 2017 | Jul 21, 2017 | Class A Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $124.00 to $124.40; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F2This transaction was executed in multiple trades at prices ranging from $184.52 to $185.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.
- F3Options became exercisable on various dates following their sale.