SEC Form 4 · accession 0001501581-16-000014
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel J. Merksamer
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $30.94 | Dec 13, 2016 | A | 5,000 | A | — | Dec 13, 2026 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The option is exercisable in three equal installments as follows: 1,667 shares on 12/13/2017; 1,666 shares on 12/13/2018; and 1,667 shares on 12/13/2019