SEC Form 4 · accession 0000899243-18-006116
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Sirignano
Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2018 | M | 4,054 | — | A | 23,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | $0.00 | Feb 28, 2018 | M | 4,054 | D | Feb 28, 2018 | Feb 28, 2018 | Common Stock | 4,054 | 0 | D |
Explanation of responses
- F1Conversion is on a 1 for 1 basis.
- F2Each unit of phantom stock was the economic equivalent of one share of Navistar Common Stock. The phantom stock units were settled for shares of Navistar Common Stock. The fractional phantom stock unit will be reimbursed in cash.