SEC Form 4 · accession 0000899243-16-024451
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark H Rachesky M.D.
Director · 10% Owner
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Jun 30, 2016 | A | 2,673 | A | Jun 30, 2016 | Jun 30, 2016 | Common Stock | 2,673 | 2,673 | D |
Explanation of responses
- F1Conversion is on a 1 for l basis.
- F2The phantom stock units were accrued under the Navistar International Corporation directors deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.