SEC Form 4 · accession 0000808450-19-000044
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Suskind
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | M | 3,170 | — | A | 4,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Feb 28, 2019 | M | 3,171 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 3,171 | 0 | D |
Explanation of responses
- F1Each phantom stock unit was the economic equivalent of one share of Navistar International Corporation Common Stock. The phantom stock units were settled for shares of Navistar International Corporation Common Stock. The fractional phantom stock unit will be reimbursed for cash.
- F2Conversion is on a 1 for 1 basis.