SEC Form 4 · accession 0000808450-18-000158
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt A Kramer
Officer — SVP & General Counsel
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2018 | M | 1,675 | $22.655 | A | 9,461 | D | |
| Common Stock | Sep 10, 2018 | F | 1,092 | $39.22 | D | 8,369 | D | |
| Common Stock | Sep 10, 2018 | M | 625 | $37.20 | A | 8,994 | D | |
| Common Stock | Sep 10, 2018 | F | 602 | $39.22 | D | 8,392 | D | |
| Common Stock | holding | — | — | — | 164 | I | By Navistar 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $22.655 | Sep 10, 2018 | M | 1,675 | D | — | Dec 16, 2018 | Common Stock | 1,675 | 0 | D |
| Employee Stock Option (right to buy)F2 | $37.20 | Sep 10, 2018 | M | 625 | D | — | Dec 19, 2018 | Common Stock | 625 | 0 | D |
Explanation of responses
- F1The Option became exercisable in three annual installments as follows: 559 shares on 12/16/2009; 558 shares on 12/16/2010; and 558 shares on 12/16/2011.
- F2The Option became exercisable in three annual installments as follows: 209 shares on 12/19/2012; 208 shares on 12/19/2013; 208 shares on 12/19/2014.