SEC Form 4 · accession 0000808450-18-000014

NAVISTAR INTERNATIONAL CORP · NAV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Corporate Controller

Period of report

Feb 10, 2018

Accepted (ET)

Feb 13, 2018 · 7:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000808450

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 10, 2018	F	1,396	$40.46	D	16,867	D
Common Stock^F1	Feb 11, 2018	M	1,274	$0.00	A	18,141	D
Common Stock	Feb 11, 2018	D	1,274	$40.46	D	16,867	D
Common Stock^F2	Feb 11, 2018	M	1,062	$0.00	A	17,929	D
Common Stock	Feb 11, 2018	D	1,062	$40.46	D	16,867	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Rights^F1	$0.00	Feb 11, 2018	M	1,274	D	Feb 11, 2018	Feb 11, 2018	Common Stock	1,274	0	D
Performance Rights^F2	$0.00	Feb 11, 2018	M	1,062	D	Feb 11, 2018	Feb 11, 2018	Common Stock	1,062	0	D

F1On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.
F2On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/1l/2018.