SEC Form 4 · accession 0000808450-18-000012

NAVISTAR INTERNATIONAL CORP · NAV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP General Counsel & Corp Sec

Period of report

Feb 10, 2018

Accepted (ET)

Feb 13, 2018 · 7:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000808450

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 10, 2018	M	595	$0.00	A	4,648	D
Common Stock	Feb 10, 2018	D	595	$40.46	D	4,053	D
Common Stock^F1	Feb 11, 2018	M	602	$0.00	A	4,655	D
Common Stock	Feb 11, 2018	D	602	$40.46	D	4,053	D
Common Stock	holding	—	—		—	164	I	By Navistar 401(k) Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Feb 10, 2018	M	595	D	—	—	Common Stock	595	595	D
Restricted Stock Units^F1,F3	—	Feb 11, 2018	M	602	D	—	—	Common Stock	602	0	D

F1Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless the Corporation elects to settle the RSUs in common stock.
F2The RSUs disposed were from an award of 1,786 RSUs that became or will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, in three annual installments as follows: 596 shares on 2/10/2017; 595 shares on 2/11/2018; and 595 shares on 2/11/2019.
F3The RSUs disposed were from an award of 1,807 RSUs that became or will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, in three annual installments as follows: 602 shares on 2/11/2016; 602 shares on 2/11/2017; and 603 shares on 2/11/2019.