SEC Form 4 · accession 0000808450-17-000069
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt A Kramer
Officer — SVP General Counsel & Corp Sec
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | A | 2,437 | $0.00 | A | 4,053 | D | |
| Common Stock | holding | — | — | — | 164 | I | By Navistar 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $24.62 | Mar 31, 2017 | A | 3,303 | A | — | Mar 31, 2027 | Common Stock | 3,303 | 3,303 | D |
Explanation of responses
- F1The option is exercisable in three annual installments as follows: 1,101 shares on 3/31/2018; 1,101 shares on 3/31/2019; and 1,101 shares on 3/31/2020.