SEC Form 4 · accession 0000808450-17-000030
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter G Borst
Officer — EVP & Chief Financial Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | A | 22,925 | $0.00 | A | 121,969 | D | |
| Premium Share UnitsF1 | holding | — | — | — | 10,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $27.48 | Feb 14, 2017 | A | 31,842 | A | — | Feb 14, 2027 | Common Stock | 31,842 | 31,842 | D |
Explanation of responses
- F1The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
- F2The option is exercisable in three annual installments as follows: 10,614 shares on 2/14/2018; 10,614 shares on 2/14/2019; and 10,614 shares on 2/14/2020.