SEC Form 4 · accession 0000808450-17-000003
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael N Hammes
Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 4, 2017 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 1,667 | $10.60 | A | 6,928 | D | |
| Common Stock | Jan 4, 2017 | S | 1,667 | $31.805 | D | 5,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $10.60 | Jan 4, 2017 | M | 1,667 | D | — | Dec 8, 2022 | Common Stock | 1,667 | 3,333 | D |
Explanation of responses
- F1The option became or will become exercisable in three equal installments as follows: 1,667 shares on 12/8/2016; 1,666 shares on 12/8/2017; and 1,667 shares on 12/8/2018.