SEC Form 4 · accession 0000808450-16-000096

NAVISTAR INTERNATIONAL CORP · NAV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corporate Secretary

Period of report

Mar 10, 2016

Accepted (ET)

Mar 14, 2016 · 5:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000808450

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 10, 2016	M	475	$0.00	A	2,091	D
Common Stock	Mar 10, 2016	D	475	$11.07	D	1,616	D
Common Stock	holding	—	—		—	164	I	By Navistar 401(k) Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Mar 10, 2016	M	475	D	—	—	Common Stock	475	475	D

F1Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless the Corporation elects to settle the RSUs in common stock.
F2The RSUs disposed were from an award of 1,425 RSUs that became or will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, in three annual installments as follows: 475 shares on 3/10/2015; 475 shares on 3/10/2016; and 475 shares on 3/10/2017.