SEC Form 4 · accession 0000808450-15-000058
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Keyes
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,685 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $10.60 | Dec 8, 2015 | A | 5,000 | A | — | Dec 8, 2022 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The option is exercisable in three equal installments as follows: 1,667 shares on 12/8/2016; 1,666 shares on 12/8/2017; and 1,667 shares on 12/8/2018