SEC Form 4 · accession 0000808450-15-000023
NAVISTAR INTERNATIONAL CORP · NAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven K Covey
Officer — SVP & General Counsel
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 30,900 | $26.15 | A | 54,292 | D | |
| Common Stock | Mar 12, 2015 | F | 27,827 | $30.58 | D | 26,465 | D | |
| Common Stock | holding | — | — | — | 2,419 | I | By Navistar 401(k) Plan | |
| Premium Share UnitsF1 | holding | — | — | — | 3,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $26.15 | Mar 12, 2015 | M | 30,900 | D | — | Oct 18, 2015 | Common Stock | 30,900 | 0 | D |
Explanation of responses
- F1The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- F2The Option became exercisable in three equal annual installments as follows: 10,300 shares on October 18, 2006; 10,300 shares on October 18, 2007 and 10,300 shares on October 18, 2008.