SEC Form 4 · accession 0000808450-15-000008

NAVISTAR INTERNATIONAL CORP · NAV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP and Treasurer

Period of report

Feb 3, 2015

Accepted (ET)

Feb 5, 2015 · 1:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000808450

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 3, 2015	M	398	$0.00	A	8,746	D
Common Stock	Feb 3, 2015	D	398	$29.71	D	8,348	D
Common Stock^F1	Feb 3, 2015	M	139	$0.00	A	2,093	I	By wife
Common Stock	Feb 3, 2015	D	139	$29.71	D	1,954	I	By wife
Common Stock	holding	—	—		—	194	I	By wife through Navistar 401(k) Savings Plan
Premium Share Units^F2	holding	—	—		—	1,786	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Feb 3, 2015	M	398	D	—	—	Common Stock	398	795	D
Restricted Stock Units^F1,F4	—	Feb 3, 2015	M	139	D	—	—	Common Stock	139	276	I

F1Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless the Corporation elects to settle the RSUs in common stock.
F2The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
F3The RSUs disposed were from an award of 1,193 RSUs that became or will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, in three annual installments as follows: 398 shares on 2/3/2015; 397 shares on 2/3/2016; and 398 shares on 2/3/2017.
F4The RSUs disposed were from an award of 415 RSUs that became or will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, in three annual installments as follows: 139 shares on 2/3/2015; 138 shares on 2/3/2016; and 138 shares on 2/3/2017.