SEC Form 4 · accession 0001127602-17-003070
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L Soucy
Officer — Vice President
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par ValueF1,F2 | Jan 27, 2017 | M | 18,631 | $0.00 | A | 46,029 | D | |
| Common Stock, $1.00 Par Value | Jan 27, 2017 | F | 7,816 | $63.10 | D | 38,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 27, 2017 | M | 18,631 | D | — | — | Common Stock, $1.00 Par Value | 18,631 | 37,263 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.
- F2The total includes an adjustment due to an administrative error.
- F3The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.