SEC Form 4 · accession 0001127602-17-002892
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Stewart
Director
Period of report
Dec 27, 2016
Accepted (ET)
Jan 30, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Dec 27, 2016 | G | 200 | $0.00 | D | 259,235 | D | |
| Common Stock, $1.00 Par Value | Dec 27, 2016 | G | 200 | $0.00 | A | 16,416 | I | Trustee |
| Common Stock, $1.00 Par Value | holding | — | — | — | 54,368 | I | By B&A Group, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Jan 26, 2017 | A | 2,751 | A | Jan 26, 2018 | Jan 26, 2018 | Common Stock, $1.00 Par Value | 2,751 | 2,751 | D |
Explanation of responses
- F1Represents a gift to a family trust, of which the reporting person is the trustee.
- F2Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.