SEC Form 4 · accession 0001127602-17-002857
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Laverty Elsenhans
Director
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par ValueF1 | Jan 30, 2017 | M | 4,286 | $0.00 | A | 15,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 26, 2017 | A | 2,751 | A | Jan 26, 2018 | Jan 26, 2018 | Common Stock, $1.00 Par Value | 2,751 | 2,751 | D |
| Restricted Stock UnitsF1 | — | Jan 30, 2017 | M | 4,286 | D | Jan 28, 2017 | Jan 28, 2017 | Common Stock, $1.00 Par Value | 4,286 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.