SEC Form 4 · accession 0001127602-17-002373
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murali Kuppuswamy
Officer — Chief Human Resources Officer
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par ValueF1 | Jan 23, 2017 | M | 3,202 | $0.00 | A | 3,202 | D | |
| Common Stock, $1.00 Par Value | Jan 23, 2017 | F | 948 | $61.98 | D | 2,254 | D | |
| Common Stock, $1.00 Par ValueF1 | Jan 23, 2017 | M | 1,131 | $0.00 | A | 3,385 | D | |
| Common Stock, $1.00 Par Value | Jan 23, 2017 | F | 310 | $61.98 | D | 3,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 23, 2017 | M | 3,202 | D | — | — | Common Stock, $1.00 Par Value | 3,202 | 3,202 | D |
| Restricted Stock UnitsF1,F2 | — | Jan 23, 2017 | M | 1,131 | D | — | — | Common Stock, $1.00 Par Value | 1,131 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.