SEC Form 4 · accession 0001127602-17-000813

BAKER HUGHES a GE Co LLC · BHI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Vice President and CFO

Period of report

Dec 30, 2016

Accepted (ET)

Jan 4, 2017 · 6:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000808362

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $1.00 Par Value^F1	Dec 30, 2016	M	20,837	$0.00	A	53,306	D
Common Stock, $1.00 Par Value	Dec 30, 2016	F	8,742	$64.72	D	44,564	D
Common Stock, $1.00 Par Value^F1	Dec 30, 2016	M	29,850	$0.00	A	74,414	D
Common Stock, $1.00 Par Value	Dec 30, 2016	F	12,523	$64.72	D	61,891	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Dec 30, 2016	M	20,837	D	—	—	Common Stock, $1.00 Par Value	20,837	20,837	D
Restricted Stock Units^F1,F2	—	Dec 30, 2016	M	29,850	D	—	—	Common Stock, $1.00 Par Value	29,850	59,702	D

F1Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.
F2This restricted stock unit is granted under the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, as amended and restated (the "Plan"). The original grant vested in three equal annual installments beginning one year from the date of grant. Per the terms of the Plan, the Compensation Committee authorized the acceleration on December 30, 2016 of the reporting person's first tranche of the 2016 grant that was scheduled to vest on January 27, 2016 and the second tranche of the 2015 grant that was scheduled to vest on January 21, 2017.