SEC Form 4 · accession 0001127602-16-060871
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Keifer
Officer — Vice President and Controller
Period of report
Aug 19, 2016
Accepted (ET)
Aug 22, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Aug 19, 2016 | M | 6,650 | $39.30 | A | 41,374 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | S | 6,550 | $52.734 | D | 34,824 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | S | 100 | $52.735 | D | 34,724 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | M | 4,323 | $45.21 | A | 39,047 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | S | 4,323 | $52.6935 | D | 34,724 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | M | 6,461 | $47.75 | A | 41,185 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | S | 5,460 | $52.67 | D | 35,725 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | S | 801 | $52.68 | D | 34,924 | D | |
| Common Stock, $1.00 Par Value | Aug 19, 2016 | S | 200 | $52.6833 | D | 34,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $39.30 | Aug 19, 2016 | M | 6,650 | D | — | Jul 16, 2022 | Common Stock, $1.00 Par Value | 6,650 | 322 | D |
| Stock Option (Right to Buy)F1 | $45.21 | Aug 19, 2016 | M | 4,323 | D | — | Jan 24, 2023 | Common Stock, $1.00 Par Value | 4,323 | 2,162 | D |
| Stock Option (Right to Buy)F1 | $47.75 | Aug 19, 2016 | M | 6,461 | D | — | Jul 24, 2023 | Common Stock, $1.00 Par Value | 6,461 | 47 | D |
Explanation of responses
- F1Option vested in three equal annual installments from the date of grant.